The Impact of 4-1BB in Cancer Immunotherapy

What is 4-1BB?

4-1BB, a vital glycoprotein receptor belonging to the tumor necrosis factor superfamily (TNFRSF), was first identified by Kwon et al. in 1989. This receptor protein was found on activated cytolytic and helper T lymphocytes[1]. Subsequent research by Pollok et al. shed light on 4-1BB's nature as an inducible cell surface receptor. It becomes expressed in the presence of activating stimuli, playing a crucial role in cell signaling during T cell activation and proliferation[2].

The natural counterpart to 4-1BB, 4-1BBL (CD137L/TNFSF9), was later discovered by Goodwin et al. Their work highlighted that the interaction between 4-1BB and its ligand results in thymocyte and splenic T cell proliferation, underlining its significance in the body's immune response[3]. Subsequent research by Hurtado et al. demonstrated that blocking the 4-1BB/4-1BBL interaction with antibodies inhibits T cell proliferation and activation, suggesting a promising avenue for immunotherapy development[4].

Further studies have shown that antibodies targeting 4-1BB can provide essential costimulatory signals to T cells, mimicking the natural agonistic effect of endogenous 4-1BBL[5].

The Structure and Function of 4-1BB

4-1BB, classified as a type I transmembrane glycoprotein, exhibits a distinctive structure comprising four cysteine-rich domains (CRDs) in its extracellular domain, a helical transmembrane domain, and a cytoplasmic signaling domain[6]. In contrast, 4-1BBL, a type II transmembrane protein, features an extracellular domain forming a homotrimer resembling an extended, three-bladed propeller structure. When they interact, the resulting 4-1BB/4-1BBL complex adopts a structure akin to established TNF receptor-ligand complexes. In this arrangement, the ligand trimer takes on a bell shape, while the three monomeric receptors encircle the ligand trimer, forming a hetero-hexamer signaling axis[7].

Upon binding with 4-1BBL and subsequent activation, 4-1BB signaling primarily involves the recruitment of TNFR-associated factors 1 and 2 (TRAF1 and TRAF2) to the TRAF-binding motif in the 4-1BB cytoplasmic tail[8-10]. These TRAF proteins act as scaffold proteins, activating downstream effectors in diverse signaling cascades, leading to various cellular responses. While the involvement of TRAF1 and TRAF2 in the 4-1BB signalosome is well-established, TRAF3's role is suggestive and requires further investigation, particularly in cell types beyond 4-1BB-based chimeric antigen receptor (CAR) T cells[11].

4-1BB expression is mostly transient and activation-induced, notably in activated T and NK cells. Resting T cells typically lack 4-1BB expression; however, it is transiently induced upon T cell receptor (TCR) stimulation and CD3 signaling[12]. Upon ligand binding, the 4-1BB/4-1BBL interaction delivers a costimulatory signal via TRAF1 and TRAF2 trimers, which recruit ubiquitin ligases cIAP1/2. These ligases activate downstream signaling pathways, including nuclear factor kappa B (NF-κB), extracellular signal-regulated kinase (ERK), p38 mitogen-activated protein kinase (MAPK), and c-Jun N-terminal kinase (JNK). Activation of these pathways augments CD4+ and CD8+ T cell proliferation, differentiation, and effector functions. Moreover, 4-1BB signaling induces the expression of anti-apoptotic proteins Bcl-2-related protein A1 (Bfl-1) and B cell lymphoma-extra-large (Bcl-xL) in CD8+ T cells, enhancing cell survival through the transcription factor NF-κB. Another survival-promoting mechanism of 4-1BB signaling involves the downregulation of pro-apoptotic Bcl-2-like protein 11 (Bim), downstream of the ERK pathway. It is noteworthy that this costimulatory function is predominantly observed in CD8+ T cells compared to CD4+ T cells[13-14].

Overall Structure of the 4-1BB/4-1BBL Complex and the CRDs of 4-1BB

Fig.1 Overall Structure of the 4-1BB/4-1BBL Complex and the CRDs of 4-1BB.[15]

Role of 4-1BB in the Tumor Microenvironment

Both IL-15 and IL-2 play pivotal roles in promoting 4-1BB expression on NK cells, triggering NK cell proliferation and IFN-γ production. This activation subsequently leads to T cell activation[16]. Furthermore, 4-1BB supports the proliferation of CD8+ T cells, generating memory T (Tm) cells[17]. Stimulation by 4-1BB increases IL-2 and IFN-γ expression in both CD4+ and CD8+ T cells. However, the effect of 4-1BB on T regulatory cells (Treg) is controversial, as it promotes Treg proliferation while altering their functionality toward cytotoxic or helper effects. Notably, 4-1BBL inhibits the conversion of CD4+FOXP3- cells to CD4+FOXP3+[18].

In monocytes, 4-1BB expression leads to the upregulation of IL-8 and TNF-α while downregulating IL-10. Additionally, 4-1BB promotes monocyte differentiation into dendritic cells, which subsequently secrete IL-6 and IL-12. However, 4-1BB stimulation differentiates monocytes into M2 macrophages and accelerates B-cell apoptosis, consequently enhancing the expression of TNF-α/β in B cells[19].

4-1BB in Cancer Progression

In Hodgkin and Reed–Sternberg cells, the EBV protein LMP1 induces 4-1BB expression via the PI3K/AKT/mTOR pathway, facilitating immune evasion[20]. In patients with AML, low levels of soluble 4-1BBL correlate with a better prognosis, notably longer disease-free survival. Abnormal expression of both 4-1BB L and 4-1BB in tumor cells in hematopoietic malignancies promotes tumor growth in cutaneous T-cell lymphoma[21]. Leukemic cells overexpressing 4-1BB are significantly associated with a poor prognosis. Studies in 4-1BB-knockout mice have shown enhanced anti-tumor activity, and in mice injected with CT26 cells, tumor growth was significantly inhibited in 4-1BB knockout mice, highlighting the crucial role of 4-1BB-4-1BBL interaction in tumor development[22].

Signaling Pathway of 4-1BB

Upon binding with its ligand, 4-1BB (CD137L), the 4-1BB signaling pathway is initiated, playing a pivotal role in the immune system. This pathway serves as a crucial regulator, enhancing the survival, proliferation, and effector functions of both T cells and NK cells. Furthermore, it boosts the activity of antigen-specific T cells, prompting increased cytokine secretion, heightened cytotoxicity, and improved tumor cell-killing capabilities.

In the process of signal transduction, 4-1BB activates multiple signaling pathways, including the NF-κB (nuclear factor-kB) pathway, the MAPK (mitogen-activated protein kinase) pathway, and the PI3K (phosphoinositide 3-kinase) pathway. Activation of these pathways leads to the phosphorylation and activation of intracellular signaling molecules. Ultimately, this cascade profoundly influences cellular survival, proliferation, differentiation, and cytokine secretion, orchestrating a sophisticated response within the immune system.

4-1BB Expression and Signaling.

Fig.2 4-1BB Expression and Signaling.[23]

4-1BB Protein

Recombinant Human 4-1BB Protein (C-6His)

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Synonym : CD137; ILA; TNFRSF9; 4-1BB ligand receptor; CDw137; T-cell antigen 4-1BB homolog; T-cell antigen ILA

Recombinant Human 4-1BBL Protein

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Synonym : 4 1BB L 4 1BB ligand 4 1BBL 4-1BB ligand 4-1BBL Cd137l Cd157l Homolog of mouse 4 1BB L Homolog of mouse 4 1BBL ILA ligand (TNF related) Ly63l Receptor 4 1BB ligand TNF superfamily member 9 TNFL9_HUMAN Tnfsf9 TNLG5A Tumor necrosis factor (ligand) superfamily member 9 Tumor necrosis factor ligand 5A Tumor necrosis factor ligand superfamily member 9 Tumor necrosis factor superfamily member 9

References:

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[2] Pollok KE, Kim YJ, Zhou Z, Hurtado J, Kim KK, Pickard RT, Kwon BS. Inducible T cell antigen 4-1BB. Analysis of expression and function. J Immunol. 1993 Feb 1;150(3):771-81. PMID: 7678621

[3] Goodwin RG, Din WS, Davis-Smith T, Anderson DM, Gimpel SD, Sato TA, Maliszewski CR, Brannan CI, Copeland NG, Jenkins NA, et al. Molecular cloning of a ligand for the inducible T cell gene 4-1BB: a member of an emerging family of cytokines with homology to tumor necrosis factor. Eur J Immunol. 1993 Oct;23(10):2631-41. doi: 10.1002/eji.1830231037

[4] Hurtado JC, Kim SH, Pollok KE, Lee ZH, Kwon BS. Potential role of 4-1BB in T cell activation. Comparison with the costimulatory molecule CD28. J Immunol. 1995 Oct 1;155(7):3360-7. PMID: 7561030

[5] Hurtado JC, Kim YJ, Kwon BS. Signals through 4-1BB are costimulatory to previously activated splenic T cells and inhibit activation-induced cell death. J Immunol. 1997 Mar 15;158(6):2600-9. PMID: 9058792

[6] Chin SM, Kimberlin CR, Roe-Zurz Z, Zhang P, Xu A, Liao-Chan S, Sen D, Nager AR, Oakdale NS, Brown C, Wang F, Yang Y, Lindquist K, Yeung YA, Salek-Ardakani S, Chaparro-Riggers J. Structure of the 4-1BB/4-1BBL complex and distinct binding and functional properties of utomilumab and urelumab. Nat Commun. 2018 Nov 8;9(1):4679. doi: 10.1038/s41467-018-07136-7

[7] Li Y, Tan S, Zhang C, Chai Y, He M, Zhang CW, Wang Q, Tong Z, Liu K, Lei Y, Liu WJ, Liu Y, Tian Z, Cao X, Yan J, Qi J, Tien P, Gao S, Gao GF. Limited Cross-Linking of 4-1BB by 4-1BB Ligand and the Agonist Monoclonal Antibody Utomilumab. Cell Rep. 2018 Oct 23;25(4):909-920.e4. doi: 10.1016/j.celrep.2018.09.073

[8] Arch RH, Thompson CB. 4-1BB and Ox40 are members of a tumor necrosis factor (TNF)-nerve growth factor receptor subfamily that bind TNF receptor-associated factors and activate nuclear factor kappaB. Mol Cell Biol. 1998 Jan;18(1):558-65. doi: 10.1128/MCB.18.1.558

[9] Jang IK, Lee ZH, Kim YJ, Kim SH, Kwon BS. Human 4-1BB (CD137) signals are mediated by TRAF2 and activate nuclear factor-kappa B. Biochem Biophys Res Commun. 1998 Jan 26;242(3):613-20. doi: 10.1006/bbrc.1997.8016

[10] Wortzman ME, Clouthier DL, McPherson AJ, Lin GH, Watts TH. The contextual role of TNFR family members in CD8(+) T-cell control of viral infections. Immunol Rev. 2013 Sep;255(1):125-48. doi: 10.1111/imr.12086

[11] Li G, Boucher JC, Kotani H, Park K, Zhang Y, Shrestha B, et al. 4-1BB enhancement of CAR T function requires NF-kappaB and TRAFs. JCI Insight (2018) 3(18):1–18. doi: 10.1172/jci.insight.121322

[12] Vinay DS, Cha K, Kwon BS. Dual immunoregulatory pathways of 4-1BB signaling. J Mol Med (Berl). 2006 Sep;84(9):726-36. doi: 10.1007/s00109-006-0072-2

[13] Lee HW, Park SJ, Choi BK, Kim HH, Nam KO, Kwon BS. 4-1BB promotes the survival of CD8+ T lymphocytes by increasing expression of Bcl-xL and Bfl-1. J Immunol. 2002 Nov 1;169(9):4882-8. doi: 10.4049/jimmunol.169.9.4882

[14] Shuford WW, Klussman K, Tritchler DD, Loo DT, Chalupny J, Siadak AW, Brown TJ, Emswiler J, Raecho H, Larsen CP, Pearson TC, Ledbetter JA, Aruffo A, Mittler RS. 4-1BB costimulatory signals preferentially induce CD8+ T cell proliferation and lead to the amplification in vivo of cytotoxic T cell responses. J Exp Med. 1997 Jul 7;186(1):47-55. doi: 10.1084/jem.186.1.47

[15] Li Y, Tan S, Zhang C, Chai Y, He M, Zhang CW, Wang Q, Tong Z, Liu K, Lei Y, Liu WJ, Liu Y, Tian Z, Cao X, Yan J, Qi J, Tien P, Gao S, Gao GF. Limited Cross-Linking of 4-1BB by 4-1BB Ligand and the Agonist Monoclonal Antibody Utomilumab. Cell Rep. 2018 Oct 23;25(4):909-920.e4. doi: 10.1016/j.celrep.2018.09.073

[16] Wilcox RA, Tamada K, Strome SE, Chen L. Signaling through NK cell-associated CD137 promotes both helper function for CD8+ cytolytic T cells and responsiveness to IL-2 but not cytolytic activity. J Immunol. 2002 Oct 15;169(8):4230-6. doi: 10.4049/jimmunol.169.8.4230

[17] Willoughby JE, Kerr JP, Rogel A, Taraban VY, Buchan SL, Johnson PW, Al-Shamkhani A. Differential impact of CD27 and 4-1BB costimulation on effector and memory CD8 T cell generation following peptide immunization. J Immunol. 2014 Jul 1;193(1):244-51. doi: 10.4049/jimmunol.1301217

[18] Madireddi S, Schabowsky RH, Srivastava AK, Sharma RK, Yolcu ES, Shirwan H. SA-4-1BBL costimulation inhibits conversion of conventional CD4+ T cells into CD4+ FoxP3+ T regulatory cells by production of IFN-γ. PLoS One. 2012;7(8):e42459. doi: 10.1371/journal.pone.0042459

[19] Zhang X, Voskens CJ, Sallin M, Maniar A, Montes CL, Zhang Y, Lin W, Li G, Burch E, Tan M, Hertzano R, Chapoval AI, Tamada K, Gastman BR, Schulze DH, Strome SE. CD137 promotes proliferation and survival of human B cells. J Immunol. 2010 Jan 15;184(2):787-95. doi: 10.4049/jimmunol.0901619

[20] Aravinth SP, Rajendran S, Li Y, Wu M, Yi Wong AH, Schwarz H. Epstein-Barr virus-encoded LMP1 induces ectopic CD137 expression on Hodgkin and Reed-Sternberg cells via the PI3K-AKT-mTOR pathway. Leuk Lymphoma. 2019 Nov;60(11):2697-2704. doi: 10.1080/10428194.2019.1607330

[21] Kamijo H, Miyagaki T, Shishido-Takahashi N, Nakajima R, Oka T, Suga H, Sugaya M, Sato S. Aberrant CD137 ligand expression induced by GATA6 overexpression promotes tumor progression in cutaneous T-cell lymphoma. Blood. 2018 Nov 1;132(18):1922-1935. doi: 10.1182/blood-2018-04-845834

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[23] Kim AMJ, Nemeth MR, Lim SO. 4-1BB: A promising target for cancer immunotherapy. Front Oncol. 2022 Sep 14;12:968360. doi: 10.3389/fonc.2022.968360